Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Sven Anderson | 2918978 | 2 | 06/15/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Todd Gordon Oldham | 4963425 | 1 | 06/05/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Collins Fitzgerald | 1365789 | 3 | 05/31/2023 | Customer Dispute | Denied | $11,286.10 | $0.00 | See FINRA Report |
| Christopher Luis McDonald | 6157763 | 1 | 05/15/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Abraham Kepecs | 5097737 | 4 | 05/11/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Salamanyan | 5208888 | 2 | 05/03/2023 | Customer Dispute | Closed-No Action | $14,000.00 | $0.00 | See FINRA Report |
| Oscar Ruben Vallejo | 1332304 | 1 | 05/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sanjeev Segan | 5457378 | 2 | 04/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John A Savini | 6337820 | 1 | 04/19/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Lee Collins | 5856525 | 1 | 04/18/2023 | Customer Dispute | Settled | $12,488.90 | $0.00 | See FINRA Report |