Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirk Gordon Quaschnick | 2260022 | 1 | 07/15/2011 | Customer Dispute | Settled | $11,474.30 | $0.00 | See FINRA Report |
| Carol McCook Dixon | 4400846 | 3 | 07/14/2011 | Customer Dispute | Settled | $37,859.90 | $0.00 | See FINRA Report |
| Kevin S Martin | 5626051 | 1 | 07/12/2011 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |
| Barbara Ann Bobbin Wilkinson | 2191617 | 4 | 07/12/2011 | Customer Dispute | Settled | $32,400.00 | $0.00 | See FINRA Report |
| Richard Lamar Hamner | 4744711 | 1 | 06/23/2011 | Customer Dispute | Closed-No Action | $104,000.00 | $0.00 | See FINRA Report |
| Lars Peter Willerup | 4809298 | 1 | 06/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Alan Petersen | 1399349 | 2 | 06/13/2011 | Customer Dispute | Settled | $7,583.08 | $0.00 | See FINRA Report |
| John William Zimmer | 1761877 | 1 | 05/12/2011 | Customer Dispute | Denied | $24,267.50 | $0.00 | See FINRA Report |
| David Scott Hakko | 1891796 | 2 | 05/12/2011 | Customer Dispute | Settled | $8,400.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Greene | 1378984 | 1 | 05/09/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |