Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fereidoun Fatemi | 2145699 | 2 | 09/28/2011 | Customer Dispute | Settled | $8,210.15 | $0.00 | See FINRA Report |
| Marina Volosov | 3066890 | 1 | 09/19/2011 | Customer Dispute | Denied | $21,268.80 | $0.00 | See FINRA Report |
| Austin Russell Bustamante | 5479532 | 3 | 09/15/2011 | Customer Dispute | Denied | $42,596.70 | $0.00 | See FINRA Report |
| Michael John Oneill | 1771807 | 2 | 09/15/2011 | Customer Dispute | Denied | $42,596.70 | $0.00 | See FINRA Report |
| Terry Paul Melancon | 1961780 | 1 | 09/10/2011 | Customer Dispute | Settled | $100,276.00 | $0.00 | See FINRA Report |
| Jeffrey Andrew Czerwinski | 2069288 | 2 | 08/29/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tema Lurie Steele | 1208684 | 3 | 08/26/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert Paul Dudich | 4044871 | 1 | 08/22/2011 | Customer Dispute | Denied | $1,680.00 | $0.00 | See FINRA Report |
| Grover Vance Hinebaugh | 848325 | 6 | 08/01/2011 | Customer Dispute | Settled | $119,062.00 | $0.00 | See FINRA Report |
| Galen Dwight Dody | 1911757 | 3 | 07/28/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |