Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron James Verbrugge | 4552192 | 1 | 03/05/2012 | Customer Dispute | Denied | $15,209.00 | $0.00 | See FINRA Report |
| Nguyen Ba Mai | 2675020 | 1 | 03/01/2012 | Customer Dispute | Denied | $137,067.00 | $0.00 | See FINRA Report |
| Jennie Perry Marks | 5576763 | 3 | 02/14/2012 | Customer Dispute | Denied | $13,509.60 | $0.00 | See FINRA Report |
| Diana Wong Joe | 1594840 | 1 | 02/07/2012 | Customer Dispute | Denied | $7,979.69 | $0.00 | See FINRA Report |
| Fereidoun Fatemi | 2145699 | 2 | 12/12/2011 | Customer Dispute | Denied | $7,970.77 | $0.00 | See FINRA Report |
| Chul Yong Kwak | 3222023 | 1 | 11/28/2011 | Customer Dispute | Settled | $12,540.00 | $0.00 | See FINRA Report |
| John Kenneth Henker | 2515466 | 2 | 11/07/2011 | Customer Dispute | Denied | $8,251.38 | $0.00 | See FINRA Report |
| Darlene Joy Hathaway | 4584422 | 3 | 11/07/2011 | Customer Dispute | Denied | $8,251.38 | $0.00 | See FINRA Report |
| Marlyn Leroy McClain | 325415 | 4 | 09/29/2011 | Customer Dispute | Settled | $83,242.00 | $0.00 | See FINRA Report |
| John Kimbrough Taylor | 2024919 | 1 | 09/28/2011 | Customer Dispute | Settled | $15,638.20 | $0.00 | See FINRA Report |