Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Meredith Cecile Moore | 3233755 | 2 | 05/10/2012 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Austin Russell Bustamante | 5479532 | 3 | 05/07/2012 | Customer Dispute | Settled | $11,710.30 | $0.00 | See FINRA Report |
| Ronald Craig Dickstein | 1942389 | 2 | 04/23/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wayne L Rector | 4592089 | 2 | 04/17/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Guilherme Pinto Jubran | 5645682 | 1 | 04/17/2012 | Customer Dispute | Settled | $7,838.84 | $0.00 | See FINRA Report |
| Pascal Dung Gia Nguyen | 2131938 | 6 | 03/15/2012 | Customer Dispute | Denied | $8,127.82 | $0.00 | See FINRA Report |
| Kale David Magness | 2618538 | 1 | 03/13/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| William Joseph Schafer | 1896301 | 1 | 03/08/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Rudolph | 1199955 | 2 | 03/08/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Wiskus | 4121608 | 2 | 03/07/2012 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |