Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric David Velasquez | 4940419 | 1 | 08/22/2012 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Eric Warren Baumbach | 2952712 | 2 | 08/06/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Warren Baumbach | 2952712 | 2 | 08/06/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Ducato | 1156455 | 3 | 08/01/2012 | Customer Dispute | Settled | $6,069.70 | $0.00 | See FINRA Report |
| Thomas Henderson | 5074711 | 1 | 07/30/2012 | Customer Dispute | Denied | $110,539.00 | $0.00 | See FINRA Report |
| Kristopher D Vanesko | 5629128 | 2 | 07/13/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Hinckley Nebeker | 4884401 | 1 | 07/10/2012 | Customer Dispute | Settled | $9,683.19 | $0.00 | See FINRA Report |
| Kenneth Richard Bakula | 1016897 | 3 | 06/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Timmermann | 1179608 | 3 | 06/11/2012 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |
| Peter David Dela Rambelje | 4049091 | 4 | 05/24/2012 | Customer Dispute | Denied | $15,181.60 | $0.00 | See FINRA Report |