Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trisha R Brown | 5453375 | 1 | 04/17/2013 | Customer Dispute | Denied | $13,800.00 | $0.00 | See FINRA Report |
| Juan Lorenzo Cosio | 2419671 | 1 | 04/16/2013 | Customer Dispute | Settled | $140,802.00 | $0.00 | See FINRA Report |
| Gary Wayne Lewis | 1219546 | 4 | 04/11/2013 | Customer Dispute | Settled | $139,162.00 | $0.00 | See FINRA Report |
| Kenneth Paul Specht | 2081748 | 1 | 03/13/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis George Poulos | 1113259 | 5 | 03/09/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roderick Carr | 2519594 | 2 | 02/27/2013 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Alison Joy Flaum | 2951500 | 3 | 01/30/2013 | Customer Dispute | Settled | $6,701.59 | $0.00 | See FINRA Report |
| Norman A Chipman | 4387546 | 1 | 01/30/2013 | Customer Dispute | Settled | $8,862.53 | $0.00 | See FINRA Report |
| Stephen Michael Grey | 1219283 | 1 | 12/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric J Brisebois | 4160820 | 4 | 12/07/2012 | Customer Dispute | Settled | $24,904.20 | $0.00 | See FINRA Report |