Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pascal Dung Gia Nguyen | 2131938 | 6 | 08/05/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Heath B Houston | 5395139 | 1 | 07/31/2013 | Customer Dispute | Settled | $17,302.90 | $0.00 | See FINRA Report |
| Joseph Angelo Auteri | 2390615 | 9 | 07/30/2013 | Customer Dispute | Denied | $18,809.80 | $0.00 | See FINRA Report |
| Rosetta Lucia Conigliaro | 4141987 | 1 | 07/30/2013 | Customer Dispute | Denied | $18,809.80 | $0.00 | See FINRA Report |
| Craig Aloysius Lafferty | 1388500 | 6 | 07/23/2013 | Customer Dispute | Denied | $39,529.40 | $0.00 | See FINRA Report |
| Simon Moses Kepecs | 1092793 | 2 | 07/02/2013 | Customer Dispute | Settled | $21,649.60 | $0.00 | See FINRA Report |
| David Salamanyan | 5208888 | 2 | 06/07/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Yuk-Kin Monita Kuan | 3110889 | 1 | 06/03/2013 | Customer Dispute | Settled | $38,980.00 | $0.00 | See FINRA Report |
| Lee Alan Kitzenberg | 4534245 | 4 | 05/31/2013 | Customer Dispute | Settled | $14,320.20 | $0.00 | See FINRA Report |
| Evelyn Butler | 2691809 | 1 | 05/03/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |