Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Domenico Vito Nuzzi | 1574292 | 3 | 10/31/2013 | Customer Dispute | Withdrawn | $18,208.60 | $0.00 | See FINRA Report |
| Roman Eppel | 3029923 | 1 | 10/25/2013 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Eric J Brisebois | 4160820 | 4 | 10/24/2013 | Customer Dispute | Denied | $13,481.90 | $0.00 | See FINRA Report |
| Guillermo Cintron | 4506705 | 3 | 10/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Faith L Sigler | 4614699 | 1 | 10/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Becky V Barry | 2823713 | 2 | 10/09/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Damon | 4501030 | 4 | 09/27/2013 | Customer Dispute | Settled | $20,240.60 | $0.00 | See FINRA Report |
| Robert M Jensen | 4509601 | 1 | 09/12/2013 | Customer Dispute | Settled | $6,400.00 | $0.00 | See FINRA Report |
| David Paul Oppel | 1352687 | 1 | 08/14/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randall Eric Ladue | 3177749 | 6 | 08/08/2013 | Customer Dispute | Denied | $10,513.40 | $0.00 | See FINRA Report |