Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Allen Erickson | 1840712 | 2 | 03/13/2014 | Customer Dispute | Settled | $23,296.80 | $0.00 | See FINRA Report |
| Jean Snyder | 1570072 | 8 | 03/05/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Piero Veturio Silvestri | 1445714 | 1 | 03/04/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marc I Rosenthal | 4379930 | 2 | 02/10/2014 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Kermit Roosevelt Griner | 1070425 | 9 | 02/06/2014 | Customer Dispute | Settled | $5,507.64 | $0.00 | See FINRA Report |
| Alexander James Crockett | 5700191 | 3 | 01/07/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Walt O Willoughby | 4067189 | 3 | 12/09/2013 | Customer Dispute | Settled | $12,274.00 | $0.00 | See FINRA Report |
| Scott Paul MacDonald | 2994054 | 5 | 12/02/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Mariano Marotta | 2586304 | 3 | 11/22/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clint Graham Cornette | 2538430 | 2 | 11/05/2013 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |