Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oliver Reeves | 5873778 | 1 | 10/24/2014 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Grover Vance Hinebaugh | 848325 | 6 | 09/30/2014 | Customer Dispute | Settled | $67,466.40 | $0.00 | See FINRA Report |
| Marcus Dean Carreon | 5846012 | 6 | 09/23/2014 | Customer Dispute | Denied | $9,500.00 | $0.00 | See FINRA Report |
| Jeffrey D Varsa | 4431363 | 1 | 09/22/2014 | Customer Dispute | Denied | $12,877.80 | $0.00 | See FINRA Report |
| Samuel Louis Hebert | 2679181 | 7 | 09/12/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jennie Perry Marks | 5576763 | 3 | 09/12/2014 | Customer Dispute | Denied | $8,942.11 | $0.00 | See FINRA Report |
| Robert Humbert Petrocelli | 1092839 | 1 | 07/07/2014 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Joseph Mariano Marotta | 2586304 | 3 | 06/27/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Karl Johnson | 4710517 | 1 | 06/25/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brendan Geggatt | 5864724 | 1 | 06/24/2014 | Customer Dispute | Settled | $10,635.00 | $0.00 | See FINRA Report |