Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Louis Hebert | 2679181 | 7 | 02/06/2015 | Customer Dispute | Settled | $127,912.00 | $0.00 | See FINRA Report |
| John Frederick Scott | 417073 | 1 | 02/03/2015 | Customer Dispute | Denied | $9,495.00 | $0.00 | See FINRA Report |
| Scott Paul MacDonald | 2994054 | 5 | 01/26/2015 | Customer Dispute | Denied | $10,686.40 | $0.00 | See FINRA Report |
| Samuel Louis Hebert | 2679181 | 7 | 01/20/2015 | Customer Dispute | Settled | $36,200.70 | $0.00 | See FINRA Report |
| Scott Matthew Russo | 1362211 | 1 | 01/18/2015 | Customer Dispute | Settled | $40,378.90 | $0.00 | See FINRA Report |
| Michael Thomas Polito | 5433956 | 1 | 12/22/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Matata Mbithi | 4875489 | 2 | 12/05/2014 | Customer Dispute | Denied | $60,705.10 | $0.00 | See FINRA Report |
| George Kumi Gyan | 1963850 | 2 | 12/03/2014 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Gregory S Ayers | 5638273 | 1 | 11/20/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Garima Raheja | 4497314 | 1 | 11/07/2014 | Customer Dispute | Withdrawn | $505.00 | $0.00 | See FINRA Report |