Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Meredith Cecile Moore | 3233755 | 2 | 04/08/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Jacoby | 4467247 | 2 | 04/06/2015 | Customer Dispute | Settled | $9,040.00 | $0.00 | See FINRA Report |
| Craig Aloysius Lafferty | 1388500 | 6 | 03/30/2015 | Customer Dispute | Denied | $16,158.00 | $0.00 | See FINRA Report |
| Jeanette Fiore | 3072572 | 1 | 03/25/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chaim David Neuman | 3192745 | 1 | 03/18/2015 | Customer Dispute | Denied | $12,653.60 | $0.00 | See FINRA Report |
| Keisun Na | 2595914 | 1 | 03/17/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terry Anthony James | 4814984 | 3 | 03/03/2015 | Customer Dispute | Denied | $9,727.32 | $0.00 | See FINRA Report |
| David Neville Rees | 5006529 | 2 | 03/03/2015 | Customer Dispute | Denied | $9,727.32 | $0.00 | See FINRA Report |
| Christopher John McCarthy | 1956074 | 2 | 02/24/2015 | Customer Dispute | Settled | $7,046.34 | $0.00 | See FINRA Report |
| Joseph Lee Ditorrice | 2368165 | 1 | 02/12/2015 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |