Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian T Deegan | 4785531 | 5 | 06/01/2015 | Customer Dispute | Denied | $9,975.28 | $0.00 | See FINRA Report |
| Jacqueline C Otto | 4291995 | 2 | 05/26/2015 | Customer Dispute | Settled | $61,662.40 | $0.00 | See FINRA Report |
| Sean Aaron Andersen | 5807487 | 1 | 05/19/2015 | Customer Dispute | Settled | $7,941.00 | $0.00 | See FINRA Report |
| Anthony Wayne Conner | 2205678 | 1 | 05/19/2015 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Carlos Tamez | 2896730 | 1 | 05/19/2015 | Customer Dispute | Settled | $15,542.00 | $0.00 | See FINRA Report |
| Ronald Frederick Walker | 811665 | 5 | 05/11/2015 | Customer Dispute | Settled | $18,831.10 | $0.00 | See FINRA Report |
| David Scott Hakko | 1891796 | 2 | 05/08/2015 | Customer Dispute | Settled | $5,224.53 | $0.00 | See FINRA Report |
| Ronald Lee Greber | 2609509 | 3 | 05/06/2015 | Customer Dispute | Denied | $33,193.70 | $0.00 | See FINRA Report |
| Owen Chesterfield Edwards | 1387782 | 2 | 04/22/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronnie Lynn Cochran | 2104444 | 3 | 04/10/2015 | Customer Dispute | Settled | $14,148.80 | $0.00 | See FINRA Report |