Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Gordon Etzweiler | 855267 | 4 | 08/31/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael John Oneill | 1771807 | 2 | 08/31/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry K Urich | 2498568 | 2 | 08/31/2015 | Customer Dispute | Settled | $6,313.74 | $0.00 | See FINRA Report |
| Richard Paul Musko | 1763840 | 1 | 08/27/2015 | Customer Dispute | Settled | $17,680.20 | $0.00 | See FINRA Report |
| Matthew Joel Minehart | 4390298 | 1 | 08/24/2015 | Customer Dispute | Settled | $112,706.00 | $0.00 | See FINRA Report |
| Ronen Ben-Dov | 2003661 | 1 | 08/24/2015 | Customer Dispute | Settled | $5,808.20 | $0.00 | See FINRA Report |
| Michelle Anctil | 5916576 | 1 | 08/18/2015 | Customer Dispute | Settled | $7,551.93 | $0.00 | See FINRA Report |
| David Michael Webb | 5348995 | 2 | 06/30/2015 | Customer Dispute | Denied | $6,640.96 | $0.00 | See FINRA Report |
| Kevin Ronald Johnson | 1139489 | 4 | 06/23/2015 | Customer Dispute | Settled | $19,591.00 | $0.00 | See FINRA Report |
| Mark D Wiggins | 4460867 | 1 | 06/01/2015 | Customer Dispute | Settled | $22,013.00 | $0.00 | See FINRA Report |