Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Scott Goodyear | 5597553 | 1 | 04/22/2016 | Customer Dispute | Settled | $5,236.86 | $0.00 | See FINRA Report |
| Jeffrey Richard Knight | 1241471 | 3 | 04/21/2016 | Customer Dispute | Denied | $30,690.00 | $0.00 | See FINRA Report |
| Lee Alan Kitzenberg | 4534245 | 4 | 04/20/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Guy Wedgeworth | 5100786 | 3 | 04/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Neville Rees | 5006529 | 2 | 04/04/2016 | Customer Dispute | Settled | $6,289.63 | $0.00 | See FINRA Report |
| Gerald Ernest Vinella | 6260012 | 5 | 04/04/2016 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Steven Lee Harwell | 2178885 | 1 | 03/31/2016 | Customer Dispute | Settled | $16,317.20 | $0.00 | See FINRA Report |
| Christopher Tucciariello | 4477613 | 2 | 03/29/2016 | Customer Dispute | Settled | $9,193.84 | $0.00 | See FINRA Report |
| Bruce Edward Dowell | 2282070 | 7 | 03/24/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barbara Ann Bobbin Wilkinson | 2191617 | 4 | 03/16/2016 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |