Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luke Ferradj | 6277614 | 1 | 09/14/2016 | Customer Dispute | Denied | $10,135.70 | $0.00 | See FINRA Report |
| Jason Jeffery Metzger | 2893148 | 1 | 08/22/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gurinder Bassi | 6106151 | 1 | 08/11/2016 | Customer Dispute | Settled | $6,565.71 | $0.00 | See FINRA Report |
| Angelantonio Freda | 4896679 | 2 | 08/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander Mason | 4947035 | 2 | 08/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gurgen Boris Bakhshiyan | 4871808 | 1 | 08/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis Joseph Vlock | 828638 | 3 | 07/05/2016 | Customer Dispute | Settled | $347,157.00 | $0.00 | See FINRA Report |
| James Orin Geisler | 4079651 | 1 | 06/23/2016 | Customer Dispute | Settled | $33,212.90 | $0.00 | See FINRA Report |
| Jade Austin Thelin | 5645685 | 2 | 05/23/2016 | Customer Dispute | Settled | $30,258.50 | $0.00 | See FINRA Report |
| Peter David Dela Rambelje | 4049091 | 4 | 05/03/2016 | Customer Dispute | Settled | $23,117.00 | $0.00 | See FINRA Report |