Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennie Perry Marks | 5576763 | 3 | 12/27/2016 | Customer Dispute | Settled | $18,800.00 | $0.00 | See FINRA Report |
| Kevin Ronald Johnson | 1139489 | 4 | 12/16/2016 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Belva Maria Cook | 2697358 | 1 | 12/13/2016 | Customer Dispute | Settled | $196,964.00 | $0.00 | See FINRA Report |
| Marianela Thula | 5084641 | 1 | 12/05/2016 | Customer Dispute | Denied | $10,416.00 | $0.00 | See FINRA Report |
| Bruce Joseph Cumby | 1086868 | 1 | 11/10/2016 | Customer Dispute | Denied | $15,597.40 | $0.00 | See FINRA Report |
| Jonathan R Johnson | 4612570 | 1 | 11/09/2016 | Customer Dispute | Denied | $44,531.30 | $0.00 | See FINRA Report |
| Joseph P Ponchione | 4513456 | 2 | 11/08/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gerald Ernest Vinella | 6260012 | 5 | 10/24/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas D Rogers | 4587206 | 1 | 10/18/2016 | Customer Dispute | Settled | $5,079.34 | $0.00 | See FINRA Report |
| Donald Edward Lippencott | 1235643 | 4 | 10/07/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |