Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walt O Willoughby | 4067189 | 3 | 01/08/2018 | Customer Dispute | Denied | $25,654.80 | $0.00 | See FINRA Report |
| Michael Thomas Damon | 4501030 | 4 | 12/22/2017 | Customer Dispute | Settled | $7,069.99 | $0.00 | See FINRA Report |
| Walter Richard Litchfield | 2343080 | 1 | 12/21/2017 | Customer Dispute | Settled | $19,580.60 | $0.00 | See FINRA Report |
| Angelina McCarthy Bryan | 5807882 | 1 | 12/20/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roger Ivar Grumdahl | 2303665 | 1 | 11/21/2017 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Ronald Frederick Walker | 811665 | 5 | 11/15/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Robert Burton | 4465278 | 2 | 11/13/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dean Bogle | 1324246 | 3 | 11/03/2017 | Customer Dispute | Settled | $1,000.00 | $0.00 | See FINRA Report |
| Richard Allen Hoover | 1285042 | 1 | 11/01/2017 | Customer Dispute | Settled | $11,073.00 | $0.00 | See FINRA Report |
| Rakesh Raj Bansal | 2169184 | 3 | 10/17/2017 | Customer Dispute | Settled | $9,548.07 | $0.00 | See FINRA Report |