Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christie S Mueller | 1396385 | 3 | 05/17/2018 | Customer Dispute | Denied | $7,768.00 | $0.00 | See FINRA Report |
| Edward Timothy Becker | 1644361 | 1 | 05/03/2018 | Customer Dispute | Settled | $5,670.00 | $0.00 | See FINRA Report |
| David Michael Webb | 5348995 | 2 | 04/24/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Scott McDonald | 5002629 | 1 | 04/24/2018 | Customer Dispute | Denied | $19,908.00 | $0.00 | See FINRA Report |
| Marlyn Leroy McClain | 325415 | 4 | 04/02/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lucas C Herrington | 5832795 | 1 | 03/28/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vivian Caroline Cosio | 1083823 | 2 | 03/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Doyle | 4737789 | 1 | 03/08/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Carl Gascho | 5662227 | 1 | 01/30/2018 | Customer Dispute | Settled | $12,900.00 | $0.00 | See FINRA Report |
| Grover Vance Hinebaugh | 848325 | 6 | 01/12/2018 | Customer Dispute | Denied | $19,369.80 | $0.00 | See FINRA Report |