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FINRA Broker Disclosures for NYLife Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 221-230 out of 944 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Alexander James Crockett5700191309/11/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Christopher Tucciariello4477613208/21/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Daniel Thomas Maher2988295208/09/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Gail Ann Kincannon1962679407/30/2018Customer DisputeDenied$39,388.30$0.00See FINRA Report
Michael R Grinnon5415857106/13/2018Customer DisputeSettled$59,767.20$0.00See FINRA Report
William Leo Collins5996572206/13/2018Customer DisputeSettled$59,767.20$0.00See FINRA Report
Ronald Frederick Walker811665506/13/2018Customer DisputeSettled$13,000.00$0.00See FINRA Report
Robin Michelle Wahby2107629106/12/2018Customer DisputeSettled$39,460.00$0.00See FINRA Report
Jason P Spears6041003106/06/2018Customer DisputeSettled$0.00$0.00See FINRA Report
Richard James Werner855716205/25/2018Customer DisputeDenied$0.00$0.00See FINRA Report

944 Results

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