Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alexander James Crockett | 5700191 | 3 | 09/11/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Christopher Tucciariello | 4477613 | 2 | 08/21/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Daniel Thomas Maher | 2988295 | 2 | 08/09/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Gail Ann Kincannon | 1962679 | 4 | 07/30/2018 | Customer Dispute | Denied | $39,388.30 | $0.00 | See FINRA Report |
Michael R Grinnon | 5415857 | 1 | 06/13/2018 | Customer Dispute | Settled | $59,767.20 | $0.00 | See FINRA Report |
William Leo Collins | 5996572 | 2 | 06/13/2018 | Customer Dispute | Settled | $59,767.20 | $0.00 | See FINRA Report |
Ronald Frederick Walker | 811665 | 5 | 06/13/2018 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
Robin Michelle Wahby | 2107629 | 1 | 06/12/2018 | Customer Dispute | Settled | $39,460.00 | $0.00 | See FINRA Report |
Jason P Spears | 6041003 | 1 | 06/06/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Richard James Werner | 855716 | 2 | 05/25/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |