Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Paul MacDonald | 2994054 | 5 | 04/11/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Russell Zent | 476304 | 2 | 04/10/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael J O Brien | 1660069 | 4 | 04/09/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Jason Bondar | 2782660 | 1 | 03/27/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brenda Moore Cusatis | 3113877 | 1 | 03/25/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis George Poulos | 1113259 | 5 | 03/25/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Sepkowski | 6144916 | 1 | 03/11/2019 | Customer Dispute | Settled | $7,200.00 | $0.00 | See FINRA Report |
| Mark Aaron Hill | 4313224 | 6 | 03/07/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brett Mitchell Sause | 3275164 | 3 | 03/07/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Wiskus | 4121608 | 2 | 02/01/2019 | Customer Dispute | Settled | $7,913.57 | $0.00 | See FINRA Report |