Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Nichols | 4699651 | 1 | 03/24/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Lenert | 4501352 | 1 | 03/01/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kyle Mostransky | 4763425 | 2 | 03/01/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas MacK Farris | 2973692 | 4 | 02/07/2024 | Customer Dispute | Settled | $190,400.00 | $0.00 | See FINRA Report |
| John William Howell | 2703625 | 1 | 02/06/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lacey Brooke Neuman | 7297646 | 1 | 02/06/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeremy Kenneth Meger | 3172195 | 2 | 01/31/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Edward Leisle | 6153665 | 1 | 01/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jonathon Frey | 6532555 | 1 | 12/26/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesus Vega | 7252749 | 2 | 12/13/2023 | Customer Dispute | Settled | $27,500.00 | $0.00 | See FINRA Report |