Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc I Rosenthal | 4379930 | 2 | 09/09/2019 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |
| Scott Shilling | 2375226 | 1 | 08/30/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Daniel Chester Capurso | 4525061 | 1 | 07/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sanjeev Segan | 5457378 | 2 | 06/05/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Hovannes Malikyan | 1719903 | 1 | 06/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benson B Liao | 2382889 | 3 | 05/21/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Juliet Lih Zen Leu | 4403070 | 1 | 04/25/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joyce J Yoo | 5662648 | 1 | 04/22/2019 | Customer Dispute | Denied | $22,931.80 | $0.00 | See FINRA Report |
| Angelia Zentner Shay | 2477463 | 1 | 04/19/2019 | Customer Dispute | Settled | $6,600.00 | $0.00 | See FINRA Report |
| Howard Martin Gray | 1609039 | 1 | 04/15/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |