Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kuddusi Ramazanoglu | 5378641 | 1 | 12/20/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Chien Kain Yeh | 4777090 | 3 | 12/13/2019 | Customer Dispute | Denied | $11,536.80 | $0.00 | See FINRA Report |
| Francis Anthony Franco | 6716121 | 1 | 11/01/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Steven Chipurnoi | 4714605 | 1 | 10/18/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan James Wangen | 2918895 | 2 | 10/17/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Seungjin Seok | 6083726 | 1 | 10/15/2019 | Customer Dispute | Denied | $21,072.30 | $0.00 | See FINRA Report |
| Osvaldo Gutierrez | 5755380 | 1 | 10/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexandra Marie Carney | 6263470 | 1 | 09/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul James Crookston | 4809475 | 1 | 09/12/2019 | Customer Dispute | Denied | $5,377.52 | $0.00 | See FINRA Report |
| Alexander James Crockett | 5700191 | 3 | 09/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |