Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Aaron Miller | 3235039 | 1 | 04/10/2020 | Customer Dispute | Settled | $5,724.70 | $0.00 | See FINRA Report |
| Sharron Elizabeth Branson | 5657252 | 1 | 03/24/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scotty Hendricks | 6303513 | 2 | 03/20/2020 | Customer Dispute | Settled | $23,014.00 | $0.00 | See FINRA Report |
| Dan Miles Gregory | 6238826 | 1 | 03/17/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Ducato | 1156455 | 3 | 02/18/2020 | Customer Dispute | Settled | $1,355.00 | $0.00 | See FINRA Report |
| Darryl Craig Hudspeth | 2925601 | 2 | 02/10/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Akiva Miller | 4877721 | 1 | 01/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Douglas Gates | 4675932 | 2 | 01/16/2020 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Brent Harry Petersen | 5771488 | 2 | 01/16/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anthony Michael Crisci | 2328166 | 1 | 01/02/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |