Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Michael Starling | 4424468 | 1 | 07/16/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Louis Lee Bayhi | 1374127 | 2 | 06/29/2020 | Customer Dispute | Settled | $11,002.00 | $0.00 | See FINRA Report |
| Kerry B Beslin | 4053894 | 1 | 06/29/2020 | Customer Dispute | Settled | $11,002.00 | $0.00 | See FINRA Report |
| Jagrup Chand Parihar | 2724229 | 1 | 06/26/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Furey | 6677311 | 1 | 06/05/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gobind Chuharmal Hemnani | 1227286 | 1 | 06/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Angelo John Angelopoulos | 6856462 | 2 | 05/23/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cody Samuel Greene | 6991281 | 1 | 04/24/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randall Joseph Giorgi | 1403544 | 1 | 04/20/2020 | Customer Dispute | Denied | $776,000.00 | $0.00 | See FINRA Report |
| Jim P Massung | 4603730 | 1 | 04/20/2020 | Customer Dispute | Settled | $15,931.00 | $0.00 | See FINRA Report |