Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Robert Corbett | 1406551 | 2 | 10/30/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Kamka Nethen | 6602828 | 1 | 10/19/2020 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Janine Marie Ruland | 4969604 | 3 | 09/29/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Souheir M Alrachid | 5434092 | 1 | 09/25/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Bradley Humbarger | 4294223 | 4 | 08/13/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Bradley Humbarger | 4294223 | 4 | 08/13/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Bradley Humbarger | 4294223 | 4 | 08/13/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Logan Ostrander | 2442492 | 1 | 08/05/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy L Jaggi | 4797269 | 1 | 08/05/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Innsun Lee | 3045182 | 1 | 07/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |