Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brendan Joseph Gattoni | 6066968 | 1 | 08/09/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marlyn Leroy McClain | 325415 | 4 | 07/27/2021 | Customer Dispute | Dismissed | $0.00 | $0.00 | See FINRA Report |
| Bruce Edward Dowell | 2282070 | 7 | 07/15/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tara Cole Ellis | 5058128 | 2 | 07/02/2021 | Customer Dispute | Settled | $34,106.60 | $0.00 | See FINRA Report |
| Carl H Ishikawa | 2004793 | 4 | 06/28/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Elliott Obrien | 1721241 | 1 | 06/09/2021 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Mark Livingston Gardner | 1170660 | 1 | 06/08/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Victoria Lucrecia Staudinger | 5099697 | 1 | 04/30/2021 | Customer Dispute | Settled | $1,440,830.00 | $0.00 | See FINRA Report |
| Carl H Ishikawa | 2004793 | 4 | 04/01/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Blaine Kristopher Johnson | 5587927 | 2 | 03/30/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |