Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jared L McKinstry | 7821831 | 1 | 03/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Arthur Jacob | 3015303 | 9 | 03/09/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Erik Pipkins | 7498030 | 2 | 08/15/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Keith Gammon | 6289621 | 2 | 06/04/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Bustamante | 7211974 | 1 | 05/28/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wyatt Cunningham | 7502067 | 1 | 03/30/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Gordon Etzweiler | 855267 | 4 | 01/14/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bryan Imanishi | 7054698 | 1 | 10/23/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Ryan Snyder | 5624708 | 1 | 09/24/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wesley M Shockley | 4665646 | 1 | 09/12/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |