Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Sanchez | 7514148 | 2 | 11/22/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Coley Thompson Bellamy | 6241817 | 2 | 10/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sheena Angela Smith | 7708309 | 2 | 07/18/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Lee Methner | 2254094 | 7 | 05/03/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Matthew Wong | 6173543 | 1 | 04/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Mabey | 6264786 | 1 | 02/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sabrina Renee Alford | 7800488 | 2 | 11/02/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Don Minh Nguyen | 7713685 | 1 | 08/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Erik Pipkins | 7498030 | 2 | 08/14/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sabrina Renee Alford | 7800488 | 2 | 07/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |