Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Evelio Mejias Andrade | 7091584 | 1 | 12/06/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Arthur Jacob | 3015303 | 9 | 11/23/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kaleem Morrison Marriott | 7770880 | 2 | 11/10/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Graham Smith | 7430717 | 1 | 09/27/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Chartier | 7723673 | 1 | 06/22/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin John Hickey | 7577756 | 1 | 06/03/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Analyn Megison | 7364432 | 3 | 05/17/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew G Blanks | 6397372 | 1 | 04/08/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cary Hightower Barksdale | 2751639 | 2 | 03/08/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aderval de Assis | 7542570 | 1 | 12/01/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |