Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theresa Ann Young | 6873560 | 2 | 09/11/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Rivera | 6877409 | 1 | 06/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Abel Pacheco | 7296120 | 1 | 04/25/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lance Jason Best | 6396899 | 3 | 02/08/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marques McLeon | 7377660 | 3 | 12/13/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Evelio Mejias Andrade | 7091584 | 1 | 12/06/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Allan Jones | 6625774 | 1 | 11/27/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wade Zachary Gibson | 7339455 | 3 | 11/26/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Graham Smith | 7430717 | 1 | 09/27/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William James Larson | 7374639 | 2 | 07/29/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |