Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Taylor Reynolds | 6991248 | 1 | 12/04/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor Anthony Colon | 6226310 | 4 | 09/27/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mitesh Patel | 7173841 | 1 | 09/24/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hernando Andres Pulido | 7611089 | 1 | 07/15/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Annarelli | 7279571 | 2 | 03/15/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Pursino | 4324442 | 1 | 02/16/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ceondre Laquan Colvin | 7329753 | 1 | 10/11/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hui Kyong Yu | 7195886 | 1 | 06/11/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher James Binns | 5947746 | 1 | 05/02/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Richard Holoye | 7450356 | 1 | 12/05/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |