Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Parker Smith | 7257265 | 1 | 11/30/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Annarelli | 7279571 | 2 | 06/30/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Thornhill | 7313589 | 1 | 06/27/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Simon John Ellis | 2766146 | 2 | 09/11/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Toria N Troxel | 7247865 | 1 | 07/16/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bryan Schimmel | 5855061 | 2 | 06/08/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edgardo F Andonie | 7212822 | 1 | 04/25/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karim Andre Morgan | 5318036 | 7 | 03/14/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Fitzpatrick | 7074408 | 1 | 11/02/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cesar Rodriguez | 7295973 | 1 | 04/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |