Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Denney | 6920992 | 1 | 07/24/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Winthrop Andrews | 7731105 | 1 | 06/09/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Rosenbaum | 4538068 | 1 | 05/13/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jose Manuel Aguilar | 7061238 | 1 | 02/18/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Matthew Wilcox | 7248372 | 3 | 01/22/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Morton Linden Duke | 2125329 | 1 | 12/19/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Parker Smith | 7257265 | 1 | 11/30/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Dimassa | 7662735 | 1 | 10/16/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Annarelli | 7279571 | 3 | 06/30/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Omid S Aldaghi | 6277694 | 1 | 01/29/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |