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FINRA Broker Disclosures for NYLife Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 261-270 out of 281 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffrey Mark Rose2557830209/02/1977CriminalFinal Disposition$0.00$0.00See FINRA Report
Rudy Pope4085371102/23/1977CriminalFinal Disposition$0.00$0.00See FINRA Report
Bruce Alan Ensall863449101/21/1977CriminalFinal Disposition$0.00$0.00See FINRA Report
Theodore N Hawrylak2141157910/30/1976CriminalFinal Disposition$0.00$0.00See FINRA Report
David Michael Olson1241444101/26/1976CriminalFinal Disposition$0.00$0.00See FINRA Report
Richard Lee Dietz1245689212/22/1974CriminalFinal Disposition$0.00$0.00See FINRA Report
James Barry Montville1082672104/30/1974CriminalFinal Disposition$0.00$0.00See FINRA Report
Pierre Mysliwiec4055827103/12/1974CriminalFinal Disposition$0.00$0.00See FINRA Report
J Armando Valencia1618539309/08/1973CriminalFinal Disposition$0.00$0.00See FINRA Report
Louis Theodore Alexander1086077604/10/1972CriminalFinal Disposition$0.00$0.00See FINRA Report

281 Results

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