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FINRA Broker Disclosures for NYLife Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 251-260 out of 281 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Theodore Robert Young2026394210/11/1979CriminalFinal Disposition$0.00$0.00See FINRA Report
Louis Theodore Alexander1086077608/06/1979CriminalFinal Disposition$0.00$0.00See FINRA Report
J Armando Valencia1618539307/31/1979CriminalFinal Disposition$0.00$0.00See FINRA Report
B Christopher Stokes2861749205/24/1979CriminalFinal Disposition$0.00$0.00See FINRA Report
Arnel Tan Quintans2174999101/01/1979CriminalFinal Disposition$0.00$0.00See FINRA Report
Monty Alan Alspaugh4201153611/17/1978CriminalFinal Disposition$0.00$0.00See FINRA Report
Theodore N Hawrylak2141157906/02/1978CriminalFinal Disposition$0.00$0.00See FINRA Report
Theodore N Hawrylak2141157905/09/1978CriminalFinal Disposition$0.00$0.00See FINRA Report
Edward James Kelly2017986405/04/1978CriminalFinal Disposition$0.00$0.00See FINRA Report
Theodore N Hawrylak2141157911/23/1977CriminalFinal Disposition$0.00$0.00See FINRA Report

281 Results

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