Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore N Hawrylak | 2141157 | 9 | 04/07/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Louis Smith | 6859751 | 1 | 02/24/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Anderson Inman | 5292483 | 2 | 10/30/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lance Eric Gillman | 1262733 | 3 | 10/13/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lise Dieutrang Vo | 1101083 | 1 | 09/09/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Veronica Lee Hamilton | 2730233 | 2 | 03/02/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mitchell Dean Rosenberg | 1500813 | 1 | 01/09/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jean Liao | 2438698 | 1 | 11/15/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theodore N Hawrylak | 2141157 | 9 | 07/29/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey William Lowe | 2488791 | 2 | 05/31/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |