Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cory Layne Bills | 4995592 | 1 | 07/27/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Baldev S Srichawla | 6324857 | 2 | 07/16/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theodore N Hawrylak | 2141157 | 9 | 02/20/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clint Graham Cornette | 2538430 | 2 | 09/23/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyrone Calvin Gates | 6480823 | 2 | 05/31/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle Dean | 6138057 | 1 | 05/29/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theodore N Hawrylak | 2141157 | 9 | 01/25/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vivian Caroline Cosio | 1083823 | 2 | 10/22/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cord Harry Neal | 3237541 | 1 | 10/02/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roberto Recine | 2588259 | 1 | 05/25/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |