Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary James Levesque | 3124730 | 1 | 03/25/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joon Kyoo Cho | 4935649 | 1 | 02/19/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Forrest Belcher | 2677776 | 1 | 02/15/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rudy A Barrera | 4498248 | 4 | 12/20/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Bartholomew Farrell | 3234935 | 1 | 09/07/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Bruce Muse | 2664036 | 1 | 05/12/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donna Michelle Robert | 4268529 | 14 | 05/08/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyrone Calvin Gates | 6480823 | 2 | 12/18/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Andrew Czerwinski | 2069288 | 2 | 12/17/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Versie Delano Reynolds | 2959880 | 4 | 08/26/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |