Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfred Robert Pucci | 1454163 | 1 | 07/30/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Henry Ponder | 1400533 | 1 | 05/17/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Anderson Inman | 5292483 | 2 | 05/14/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Phiphung Nguyen | 5937721 | 1 | 04/09/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Johnnie Turner | 7187370 | 3 | 02/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Frank Tartaglia | 7720193 | 1 | 10/12/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alfredo Gerardo Discepolo | 6920367 | 1 | 05/04/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert J Cinnante | 5532651 | 5 | 03/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond James Sindone | 5131382 | 1 | 08/23/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert J Cinnante | 5532651 | 5 | 04/19/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |