Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lydia Nicolae Graham | 7415048 | 1 | 03/19/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven M Cook | 4208931 | 1 | 02/11/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stanley Ovid Donald Hunter | 1672785 | 5 | 01/16/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan James Wangen | 2918895 | 2 | 11/29/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence Scott Breitman | 7653975 | 1 | 04/09/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joy Noelle Fearn-Condon | 6622461 | 1 | 02/06/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dwight Bernard Banks | 7250950 | 1 | 01/08/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Guillermo Cintron | 4506705 | 3 | 10/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard John Ernst | 1246933 | 1 | 09/14/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Schmeling | 6698274 | 1 | 09/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |