Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip O James | 4338575 | 2 | 10/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Paul Brody | 4689903 | 1 | 09/27/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward James Kelly | 2017986 | 4 | 07/23/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Charles Krueger | 4417417 | 1 | 12/21/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent Busari | 3006427 | 2 | 11/16/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Ian Melville | 4905914 | 2 | 09/29/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dean Marlin | 1819579 | 7 | 08/21/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sinuon Kang | 7757052 | 2 | 05/21/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francis Joseph Mooney | 4976989 | 1 | 09/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeff James Berg | 4026559 | 1 | 08/27/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |