Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Ryan Kelly | 7437345 | 1 | 05/18/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Ray Toulson | 7431553 | 2 | 09/07/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Todd Deale | 7289573 | 1 | 02/23/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Ray Toulson | 7431553 | 2 | 12/08/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffery Scott Hill | 7201709 | 2 | 11/24/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Michael Pratt | 7175156 | 1 | 11/02/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Simon John Ellis | 2766146 | 2 | 08/28/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jayesh C Sharma | 4778190 | 1 | 02/01/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vilaire J Varisse | 7835601 | 1 | 12/03/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael George Ebert | 7684731 | 1 | 09/23/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |