Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andreea Rodman | 7877255 | 1 | 06/04/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Johnny Tucker | 5644748 | 5 | 05/29/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maryam Marie Muhammad | 5492760 | 1 | 04/22/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jorge Antonio Infantes | 6208643 | 1 | 11/25/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Bernard Hankinson | 1170112 | 2 | 11/03/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Lewis Usry | 7546920 | 1 | 09/22/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Clifford Hutchinson | 4826169 | 2 | 08/21/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arwood Lynn Finley | 7515913 | 1 | 03/25/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sinuon Kang | 7757052 | 2 | 12/23/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carris Lynnette Biragbara | 6894637 | 2 | 12/01/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |