Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Anthony Vasquez | 5811820 | 2 | 07/20/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Tucciariello | 7010241 | 1 | 06/23/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward White | 7630702 | 1 | 05/31/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Veronica Mendoza-Perez | 6840115 | 1 | 05/02/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles David Villarreal | 5071421 | 1 | 04/27/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bartlett Eugene Burson | 6311574 | 1 | 01/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler James Jordan | 6642972 | 1 | 11/20/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurence Lowell McCarthy | 6057698 | 3 | 10/16/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vinson Lamon McCray | 6791758 | 11 | 09/27/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joan M Montes | 5636302 | 1 | 08/01/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |