Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Alexander Thom | 4548704 | 1 | 07/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin B Curtis | 5439368 | 1 | 07/04/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Wayne Stauffer | 4511540 | 1 | 05/30/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theresa Ann Young | 6873560 | 2 | 04/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chien Kain Yeh | 4777090 | 3 | 04/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Travis Michael Gerhard | 5697677 | 2 | 10/10/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Bernard Hankinson | 1170112 | 2 | 10/09/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Johnnie Turner | 7187370 | 3 | 08/21/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Glenda Thomas O'Neal | 4514885 | 1 | 08/11/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marcus Tremaine Gold | 7051674 | 1 | 07/22/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |