Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathan James McAlister | 7519554 | 2 | 09/29/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Damon | 4501030 | 4 | 07/30/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Menachem Sholom Goldberg | 5107496 | 1 | 07/14/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam David Herzing | 5448024 | 2 | 07/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Robert Burton | 4465278 | 2 | 06/22/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Edward Chenault | 5825114 | 1 | 12/17/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janice Lee Reid | 5006686 | 3 | 11/17/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pragnesh J Bhatt | 5769860 | 1 | 10/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Scheidegger | 4225103 | 1 | 10/07/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Ryan Jennings | 2522190 | 1 | 07/18/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |