Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Tyler Phillips | 7669882 | 1 | 06/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leah Marie Romer | 5286800 | 1 | 04/10/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Anthony Hall | 6591854 | 2 | 03/26/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Everton Mark Lewis | 2469780 | 11 | 12/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Berthy Nora Aguirre-Corral | 5990790 | 1 | 11/28/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Christopher Katovich | 6987400 | 1 | 11/28/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Byrne | 5580040 | 1 | 11/18/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Xuejun Kong | 4104650 | 1 | 11/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Casimiro Maurice Santos | 5207276 | 2 | 11/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Francis Wald | 5773133 | 2 | 10/30/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |