Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Anthony Vasquez | 5811820 | 2 | 04/24/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deborah Ann Ford | 5768396 | 1 | 03/18/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Awanda Hodge | 6827379 | 2 | 03/06/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roberto Francisco Hernandez | 7325281 | 1 | 12/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Bruce Dwyer | 5539397 | 1 | 11/21/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derrick Antonio Bradley | 6750858 | 5 | 09/10/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roby Smith Earp | 5826852 | 1 | 09/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eliseo Fuentes | 7796857 | 1 | 08/23/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kiz Leigh Gardner | 7611024 | 1 | 07/06/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Dean Price | 5520853 | 2 | 06/25/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |